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Counsel’s notes · Filed under

Cooperation & Proffers

  • What Is "Substantial Assistance" Under Federal Law?

    Federal sentencing law does not provide a fixed definition of “substantial assistance.” Instead, in federal criminal cases, “substantial assistance” refers to efforts to help with the investigation or prosecution of another person’s offense. In…

  • What Is "Derivative Use" in a Proffer Agreement?

    Derivative use is when investigators use statements covered by a proffer agreement to uncover new leads. This is different from using the statement itself as evidence, which the agreement usually prohibits. If the agreement…

  • What If the Government Promised a 5K1.1 Motion But Didn't File One?

    Only the federal government can initiate a § 5K1.1 substantial-assistance departure. A defendant cannot request this departure on their own. While a defendant’s cooperation is the necessary basis for a § 5K1.1 departure, it…

  • What If My Proffer Is Inconsistent With My Trial Testimony?

    An inconsistency does not end your defense, nor does it conclusively establish your guilt. If you choose to defend yourself at trial, you are entitled to assert a defense based on the available evidence.…

  • What If I Don't Have Useful Information to Proffer?

    Lacking useful information does not establish dishonesty, and it does not establish a breach of your proffer agreement. As we discussed, “usefulness” is not necessarily the issue at hand; rather, the key is whether…

  • What If Co-Defendants Find Out I'm Cooperating?

    The possibility of your co-defendants discovering that you are cooperating with the government is a real and present danger. Despite federal efforts to protect cooperating defendants, there are several circumstances that can lead to…

  • What Happens If My Proffer Doesn't Satisfy the Government?

    If the government deems the session unsuccessful, you’ll usually forfeit any cooperation credit or plea concessions you might have otherwise received. A written proffer agreement controls the ways prosecutors may use information you disclose…

  • What Happens During a Federal Proffer Session?

    Participating in a proffer session is generally voluntary. However, a target may be compelled to participate in a federal grand jury proceeding, which can have the potential to expose a target to criminal liability.…

  • What Happens After a Successful Proffer Session?

    Immediately after a successful proffer session, prosecutors will take some time to assess the information you have provided. They will need to determine: Whether you were truthful; Whether you have useful information; and, Whether…

  • What Happens After I Finish Cooperating With the Government?

    Even after you have completed your cooperation, there is no certainty that this will lead to reward or closure. Finishing your cooperation is not the same as having your case dismissed. You have no…

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