OUR BLOG

06 Aug 23

FINRA Defense Lawyers

FINRA Defense: Understanding Your Rights and Options Dealing with a FINRA investigation can be stressful and intimidating. But it’s important to remember that you have rights and options for defending yourself. This article will walk… Read More

06 Aug 23

FINRA Enforcement Defense Lawyer

FINRA is an independent body that regulates the financial markets. It protects the interests of investors by ensuring that actors in the financial markets such as financial advisors and broker-dealers are fair in their dealings…. Read More

06 Aug 23

FINRA Rule 8210 Lawyers

The Financial Industry Regulatory Authority (FINRA) The Financial Industry Regulatory Authority (FINRA) is charged with the responsibility of monitoring and overseeing the function of brokers and securities firms within the United States. With authority granted… Read More

06 Aug 23

Stalking: Penal Code § 646.9 PC

Stalking has become a crime that authorities in California take seriously. Decades ago, no real provisions existed to protect people against the actions of stalkers. An unfortunate consequence of the lack of any criminal statute… Read More

06 Aug 23

Sentencing Hearings

When convicted of a crime in the state of California, the defendant is entitled to a sentencing hearing. During this hearing, the attorney for the defendant will ask for a lesser sentence and provide evidence… Read More

06 Aug 23

Battery: Penal Code § 242 PC

Battery is a crime under California Penal Code section 242. It is defined as the willful and unlawful use of force or violence against another person. From a technically legal standpoint, all that is necessary… Read More

06 Aug 23

Prescription Forgery

You probably already know that there is a major crisis going on in California and throughout the United States when it comes to the misuse of prescription medication. Of course, many prescription medications help save… Read More

06 Aug 23

Domestic Violence Arraignments

Individuals can be arrested due to the suspicion of domestic violence without having criminal charges filed against them. Following the arrest, a prosecutor will review the case and decide whether criminal charges should be filed…. Read More

06 Aug 23

Penalties for PPP Loan Fraud

Penalties Imposed on Businesses and Individuals There are a variety of penalties that might be imposed on businesses and individuals found in violation of the law in regards to the Paycheck Protection Program, or PPP…. Read More

06 Aug 23

PPP Loan Fraud and the DOJ

What You Need to Know About PPP Loan Fraud In response to the COVID-19 outbreak, the Paycheck Protection Program was created to provide much-needed economic relief to businesses that were struggling to survive. Altogether, hundreds… Read More

06 Aug 23

DEA Letter of Admonition

If your pharmacy receives the Letter of Admonition from the Drug Enforcement Authority (DEA), you may be rightfully alarmed. The DEA audit has a range of consequences for pharmacy owners, pharmacists and pharmacies. The consequences… Read More

06 Aug 23

Immigration-Related Violations

Employers have two connected but different concerns in mind when they consider immigration-related violations and avoiding committing them. One is related to alleged discrimination against foreign nationals who can legally be hired and should be… Read More