Jun 22, 2025

Los Angeles SEC Defense Lawyer

If you’re facing SEC charges in Los Angeles, you’re in serious trouble – and you need the best federal criminal defense attorney NOW. The Securities and Exchange Commission doesn’t mess around, they have virtually unlimited resources – and they’re coming after you with everything they’ve got. Federal conviction rates exceed 95%. That’s not speculation – that’s a fact backed by U.S. Sentencing Commission data. Without proper representation, you’re likely to become part of that statistic. You’re researching lawyers online instead of calling one. Every hour matters in federal cases.

The Difference Between Federal Success and Federal Prison

Listen, if federal authorities have come to your doorstep alleging you broke securities laws, you don’t really have a choice – you need an attorney. And not just any attorney – someone who gets it. At Spodek Law Group – we understand that,and take this very seriously. We are one of the few law firms in the country have a completely online digital portal – which means all communications, invoicing, submission of documents, and access to confidential information can be done completely virtually. The SEC’s Los Angeles Regional Office presides over enforcing securities laws in Southern California, Hawaii, Arizona, and some areas of Mexico – and what happens after you’re charged can destroy your life.

Todd Spodek is a second-generation attorney who has represented many clients. His experience has led to him handling thousands of tough cases. His work has resulted in him being featured on major media outlets, like NY Post, Newsweek, Fox 5, Business Insider, Bloomberg, and others. In 2022, Netflix released a special TV series about one of Todd’s clients: Anna Delvey. We argued that Sorokin’s behavior was not criminal but rather reflective of the culture of New York’s elite. When someone is arrested, you need to stay calm and call us immediately.

Understanding SEC Enforcement Actions in Los Angeles

The Securities and Exchange Commission has ramped up enforcement – and if you’re reading this, it means you’re probably under investigation or already charged. According to SEC enforcement data, the Commission filed 583 enforcement actions in fiscal year 2024, with record-breaking financial remedies. Most people in your situation try to explain their way out. That’s how they end up convicted. The prosecutors – and the DOJ – are watching every move you make.

Unlike other law firms who are more focused on their relationship with prosecutors and judges, Spodek Law Group owes loyalty to only YOU. We’re not your average criminal defense law firm – we understand what you’re going through. Our team of criminal attorneys, know how to beat federal charges. We have over 50 years of combined experience handling complex crimes – from California to New York – serving clients everywhere. Many attorneys send us clients because they know they can trust us with the toughest cases.

Federal Sentencing Guidelines for SEC Violations

You’re facing 10-20 years. That’s not speculation. That’s the sentencing guideline for your charge. Securities fraud carries up to 25 years in federal prison under 18 U.S.C. Section 1348. The average guideline minimum was 86 months in fiscal year 2023 according to the U.S. Sentencing Commission. When a defendant faces charges, you need immediate help from someone who has won federal cases. Not state cases. Federal cases. There’s a difference.

• Loss amount – Each incremental increase in victim losses,boosts the offense level
• Number of victims – If over 10 victims, add 2 offense levels; if over 50 victims, add 4 offense levels
• Sophisticated means – Use of sophisticated scheme adds 2 offense levels
• Officer/director of public company – Add 4 offense levels

Our attorneys, have experience in all types of cases – state, and federal crimes. Regardless of the situation you find yourself in, know that our criminal defense attorneys can help you. Regardless of where your case is in the USA, or the situation you’re dealing with, or the stage of the case, we can help you. Regardless of how complicated your case is, or how challenging it is – we can help you get the outcome you need and want.

Common SEC Violations We Defend – and How We Win

Federal investigations move fast. By the time you receive a target letter, they’ve been investigating for months. You think this is like state court. It’s not. Federal prosecutors have a 95% conviction rate. Our highly rated, leading federal defense attorneys handle all types of SEC violations:

Insider Trading Defense

Insider trading prosecutions are increasing – the SEC filed 31 insider trading actions since the start of fiscal year 2025. If a person calls us, we’ll help you immediately. The first conviction based solely on Rule 10b5-1 plans happened in 2024,When this could change our lives. You don’t understand federal sentencing guidelines. You don’t know mandatory minimums. This knowledge gap will hurt you.

We focus on only working with clients who we can truly help. Many law firms are “mills” and take on every single client – we’re different. Todd Spodek – a prominent attorney, represented Anna Delvey, known as Anna Sorokin. Delvey, claimed to be a German heiress, who faced multiple felony charges, including grand larceny,and theft of services. Our managing partner, Todd Spodek, has over two decades of experience helping clients against virtually every single type of criminal charge imaginable.

Market Manipulation and Securities Fraud

The stakes are high – which means you need white-glove service from a rock star team that understands federal law. Securities fraud encompasses a wide range of illegal activities that involve the deception of investors or the manipulation of financial markets. Recent SEC enforcement trends show aggressive prosecution of market manipulation schemes – and what happens next depends on whether you have proper representation.

Our goal is to win cases – and resolve them successfully. We are focused on our clients and getting them the best outcome possible. Your future is in jeopardy – that’s just reality. Todd Spodek has been featured on major media outlets like the New York Times, New York Post, USA Today, and more. When you’re facing criminal charges, you can’t afford to wait. You need a Criminal Lawyer NOW – someone who understands federal law.

The SEC Investigation Process – What to Expect

If you have received a target letter, or federal authorities have come to your doorstep alleging you broke the law, you should hire an experienced Los Angeles criminal lawyer immediately. The choice is clear – you need representation. The SEC’s investigation process is complex, intimidating,and designed to build a case against you:

1. Informal Inquiry – The SEC gathers information without formal process
2. Formal Investigation – Subpoenas issued,testimony compelled under oath
3. Wells Notice – Notification that SEC intends to recommend enforcement
4. Administrative or Civil Proceedings – Charges filed,penalties sought

Most importantly, the stakes are high. You need a criminal defense attorney who will stand by you and go to battle for you. At Spodek Law Group, this is what we do. Our criminal attorneys have a very strong track record of handling tough federal and state cases. We have over 50 years of combined experience. We’re available 24/7 – from Los Angeles to nationwide coverage.

Spodek Law Group Handles the Impossible Cases

Unlike other criminal defense law firms, we charge reasonable fees and offer flexible payment plans. We’ve been rated extremely high by organizations like Avvo, Yelp, Google Places, and others. But don’t just take our word for it – check out our 635+ 5-star client reviews. Todd is a second generation attorney who has experience handling tough legal situations.

We are one of the few law firms in the country have a completely online digital portal. Because of this, we’re able to service clients nationwide,coast to coast, successfully. Our roster of criminal defense attorneys is dedicated to providing you with the best possible legal representation – it’s crucial. Many attorneys refer us clients because they trust us to help their clients and friends.

Federal Defense Experience That Actually Matters

In 2022, Netflix released a series about one of Todd’s clients: Anna Delvey/Anna Sorokin. This case captivated the national spotlight, resulting in a Netflix show,and massive amounts of press due to the alleged victims of the crime. We argued that Sorokin’s behavior was not criminal but rather reflective of the culture of New York’s elite. This is key to why clients choose us – we handle cases that others say were unwinnable.

Our team of lawyers has handled complex federal cases,and we have over 50 years of combined experience handling complex crimes. Regardless of how complex your case is, we are here to help and can assist you. We treat every single client like family. We treat your case, like it’s our own family members case.

Potential Defenses Against SEC Charges

When someone is facing SEC charges, you need a defense strategy that actually works. Our premier, top rated attorneys know how to fight these charges – and win. Common defenses include:

• Good Faith Defense – Proving honest belief in the truthfulness of statements
• No Knowledge Defense – Under Section 32(a) of the Securities Exchange Act, no imprisonment if you prove no knowledge of the rule
• Lack of Materiality – Information wasn’t significant enough to influence investors
• Statute of Limitations – SEC has five years after violation, two years after discovery

Securities violations destroy careers and ruin families. These aren’t minor infractions – the government treats them like major felonies. Our goal is simple: protect your freedom and your future. We offer a risk free consultation wherever works for you – your office, our locations, or virtually.

Los Angeles SEC Enforcement is Getting Worse

The enforcement landscape is changing rapidly. According to recent analysis from major firms, the SEC is focusing on cybersecurity, AI, and emerging technologies – with increased emphasis on fraud rather than internal controls violations. If a defendant faces these charges, you need attorneys who understand the latest developments.

Spodek Law Group, with offices serving Los Angeles and beyond, is a well-known law firm that offers premier white-glove service and is unafraid of fighting. We have teams available at several locations across the country. We’re here to help, 24/7,and service you. Our attorneys have been interviewed by major organizations like FOX NEWS, NYPOST, FOX BUSINESS, and many other major publications.

SEC Violations in Los Angeles – The Real Consequences

Let’s be frank – your future is at stake. Without proper representation, you face:

• Prison time – Up to 25 years for securities fraud
• Massive fines – Up to $5 million per violation
• Disgorgement – Paying back all ill-gotten gains
• Professional destruction – Loss of licenses,inability to work in finance
• Personal ruin – Criminal record follows you forever

You need an attorney who has won federal cases – someone who gets it. Our team of criminal lawyers treat each and every client with respect. We don’t take a cookie-cutter approach to law. We work with our clients to help them understand the ramifications of the crime you’re accused of committing.

Why Time Matters in SEC Cases

Federal investigations move fast – and what happens after charges are filed moves even faster. When this could change our lives, you can’t wait. The government has endless funding and manpower,and they’re coming after you. That’s where we come in. At Spodek Law Group – we’re not your average criminal defense law firm – we understand the situation.

Our criminal attorneys offer a risk free consultation, in person – or over the phone. During this initial consultation, you can ask us anything you need to know about the crime and punishment you may be facing. Typically, we speak about things like – what the case is about, what punishments may be handed out,and how to fight these allegations.

Contact Los Angeles’s Premier SEC Defense Attorneys Today

If you’re on our website, it’s because you’re in legal trouble – and need the best criminal defense attorney. At Spodek Law Group – we understand that, and take this very seriously. Our goal is to provide you the best possible legal representation at all stages of your case. Todd Spodek, our managing partner – has been called a “high powered lawyer,” by some of the most elite magazines in the world.

Don’t make the mistake of trying to handle this alone. The federal government has massive prosecutorial resources, and they’re using them against you. You need a top rated, premier law firm with over 50 years of combined experience – serving clients across America. We’re available 24/7 because tragedy never waits.

Call us NOW for a free consultation. Your future depends on it. We have multiple criminal defense attorneys assigned to every case. It guarantees there’s someone always available to handle any emergencies. Unlike other law firms who are more focused on their relationship with prosecutors, we focus on YOU – and getting the best possible outcome.

Los Angeles SEC Defense Lawyer